Kingswood Capital Markets Transactions

Sole Bookrunner

Sole Bookrunnner

Sole Bookrunner

Sole Bookrunner

Sole Bookrunner
(OTCPK: PTIX)

Sole Bookrunner
(Nasdaq: VINO)

(Nasdaq: USEG)

(Nasdaq: LGVN)

(NYSE: BW)

(Nasdaq: COMS)

(Nasdaq: RELI)

(Nasdaq: SPI)

(NYSE: PED)

(Nasdaq: DGLY)

(NYSE: CTK)

Exclusive Placement Agent
(Nasdaq: COMS)

(Nasdaq: RILY)

(Nasdaq: LYL)

Exclusive Placement Agent
(Nasdaq: FOXWU)

(NYSE: CTK)

Exclusive Placement Agent
(Nasdaq: LAND)

Series D Cumulative Term
(Nasdaq: DGLY)

(Nasdaq: BENEU)

(Nasdaq: MKGI)

(OTCQB: GRBX)

Exclusive Placement Agent
(NYSE: CVM)

(Nasdaq: SPI)

(Nasdaq: LYL)

Exclusive Placement Agent
(OTCQB: TRNF)

(Nasdaq: USEG)

(Nasdaq: MDRR)

(OTCQB: GRBX)


Financial Advisor
(OTCQB: TRNF)

(Nasdaq: MKD)

Exclusive Placement Agent
(Nasdaq: LAND)

(Nasdaq: AREC)

(Nasdaq: SQFT)

(Nasdaq: SPI)

(Nasdaq: USEG)

(TSXV: PTQ)

Financial Advisor
(Nasdaq: GRIL)

(AMEX: NNVC)

Sales Agent
(Nasdaq: NMRD)

(Nasdaq: MKGI)

Past Transactions
Note: includes transactions completed prior to joining Kingswood Capital Markets
(OTCPK: IDWM)

Financial Advisor
(Nasdaq: DGLY)

Sole Bookrunner
(NYSE: DSS)

Sole Bookrunner
(Nasdaq: MDRR)

Sole Bookrunner
(NYSE: ZDGE)

Financial Advisor
(OTCPK: ONDS)

Financial Advisor
(ETR: IQL)

Financial Advisor
(Nasdaq: AVGR)

Sole Bookrunner
(AMEX: NNVC)

Sole Bookrunner
(Nasdaq: TRCH)

Sole Bookrunner
(NYSE: CVM)

Sole Bookrunner
(NYSE: INDO)

Sole Bookrunner
(Nasdaq: SCYX)

Co-Manager
(Nasdaq: FUV)

Joint Bookrunner
(NYSE: DSS)

Placement Agent
(NYSE: INDO)

Financial Advisor
(Nasdaq: COCP)

Sole Bookrunner
(Nasdaq: HAPP)

Co-Manager
(Nasdaq: STML)

Co-Manager
(Nasdaq: SGLB)

Sole Bookrunner
(Nasdaq: TNXP)

Sole Bookrunner
(NYSE: DSS)

Sole Bookrunner
(Nasdaq: LAND)

Co-Manager
(Nasdaq: JFIN)

Co-Manager
(Nasdaq: MDRR)

Sole Bookrunner
(Nasdaq: GENE)

Sole Bookrunner
(Nasdaq: MDRR)

Placement Agent
(Nasdaq: MKGI)

Co-Manager