Kingswood Capital Markets Transactions
(Nasdaq: FOXWU)

Sole Bookrunner
(NYSE: CTK)

Exclusive Placement Agent
(Nasdaq: LAND)

Series D Cumulative Term Preferred Stock Offering
(Nasdaq: DGLY)

Exclusive Placement Agent
(Nasdaq: BENEU)

Sole Bookrunner
(Nasdaq: MKGI)

Bought Underwritten Public Offering
Joint Bookrunner
(OTCQB: GRBX)

Exclusive Placement Agent
(Nasdaq: OTRK)

Co-Manager
(NYSE: CVM)

Bought Underwritten Public Offering
Joint Bookrunner
(Nasdaq: POWW)

Underwritten Public Offering
Joint Bookrunner
(Nasdaq: SPI)

Placement Agent
(NYSE: KWAC)

Issuer
(Nasdaq: LYL)

Exclusive Placement Agent
(OTCQB: TRNF)

Executive Placement Agent
(Nasdaq: USEG)

Sole Bookrunner
(Nasdaq: MDRR)

Exclusive Placement Agent
(OTCQB: GRBX)

Exclusive Placement Agent

Financial Advisor
(OTCQB: TRNF)

Exclusive Placement Agent
(Nasdaq: MKD)

Exclusive Placement Agent
(Nasdaq: LAND)

Co-Manager
(Nasdaq: AREC)

Exclusive Placement Agent
(Nasdaq: SQFT)

Sole Bookrunner
(Nasdaq: SPI)

Exclusive Placement Agent
(Nasdaq: USEG)

Exclusive Placement Agent
(TSXV: PTQ)

Financial Advisor
(Nasdaq: BIVI)

Joint Bookrunner
(Nasdaq: GRIL)

Joint Bookrunner
(Nasdaq: OTRK)

Co-Manager

Financial Advisor
(AMEX: NNVC)

Sales Agent
(Nasdaq: NMRD)

Exclusive Placement Agent
(Nasdaq: MKGI)

Exclusive Placement Agent
(AMEX: NNVC)

Sole Bookrunner

Financial Advisor

Financial Advisor
(AMEX: NNVC)

Joint Bookrunner

Financial Advisor
(OTCQB: RELI)

Financial Advisor
Past Transactions
Note: includes transactions completed prior to joining Kingswood Capital Markets
(OTCPK: IDWM)

Financial Advisor
(Nasdaq: DGLY)

Sole Bookrunner
(NYSE: DSS)

Sole Bookrunner
(Nasdaq: MDRR)

Sole Bookrunner
(NYSE: ZDGE)

Financial Advisor
(OTCPK: ONDS)

Financial Advisor
(ETR: IQL)

Financial Advisor
(Nasdaq: AVGR)

Sole Bookrunner
(AMEX: NNVC)

Sole Bookrunner
(Nasdaq: TRCH)

Sole Bookrunner
(NYSE: CVM)

Sole Bookrunner
(NYSE: INDO)

Sole Bookrunner
(Nasdaq: SCYX)

Co-Manager
(Nasdaq: FUV)

Joint Bookrunner
(NYSE: DSS)

Placement Agent
(NYSE: INDO)

Financial Advisor
(Nasdaq: COCP)

Sole Bookrunner
(Nasdaq: HAPP)

Co-Manager
(Nasdaq: STML)

Co-Manager
(Nasdaq: SGLB)

Sole Bookrunner
(Nasdaq: TNXP)

Sole Bookrunner
(NYSE: DSS)

Sole Bookrunner
(Nasdaq: LAND)

Co-Manager
(Nasdaq: JFIN)

Co-Manager
(Nasdaq: MDRR)

Sole Bookrunner
(Nasdaq: GENE)

Sole Bookrunner
(Nasdaq: MDRR)

Placement Agent
(Nasdaq: MKGI)

Co-Manager