Joseph T. Rallo
Chief Executive Officer
Mr. Rallo has over fourteen years of investment banking and securities industry experience. He has completed a vast array of transactions across different product types, which include IPOs, Secondaries/Follow-on Offerings, Registered Directs, SPACs, PIPEs, Privates, Fixed Income and Fairness Opinions. His public and private offering transactional experience spans a broad range of industries, having completed over 300 equity and debt transactions representing over $50 billion in aggregate value. Mr. Rallo has also completed diverse Merger & Acquisitions assignments, including serving as strategic advisor to the Special Committees and Board of Directors of many public companies. Prior to joining Kingswood Capital Markets, Mr. Rallo was Co-Head of Investment Banking/Managing Director at Aegis Capital, a Director in the Investment Banking Group at Maxim Group and previously, served as Vice President in the Financial Institutions & Real Estate Investment Banking Group at JMP Securities. Mr. Rallo received his BBA in Finance from the Mendoza College of Business at the University of Notre Dame.