Kingswood Capital Markets

A global full-service middle market investment bank


Advisory Firms




in Aum in U.S.


in Total Aum Worldwide


in Growth Equity

What We Do

We strive to be the leading banking partner and advisor by providing best in class service to help our clients achieve their strategic goals. Our team of experienced professionals is focused on helping our clients grow through optimal capital raising structures.

Recent Transactions

Digital Ally Inc.
(Nasdaq: DGLY)
$ 30,950,000
Registered Direct

Exclusive Placement Agent

January 2021
Benessere Capital Acquisition Corp.
(Nasdaq: BENEU)
$ 100,000,000

Sole Bookrunner

January 2021
Monaker Group
(Nasdaq: MKGI)
$ 8,855,000

Bought Underwritten Public Offering
Joint Bookrunner

December 2020
GreenBox POS
$ 1,600,000
Private Placement

Exclusive Placement Agent

December 2020
Ontrak, Inc.
(Nasdaq: OTRK)
$ 42,817,500
Follow-On Offering


December 2020
CEL-SCI Corporation
$ 14,650,000

Bought Underwritten Public Offering
Joint Bookrunner

December 2020
(Nasdaq: POWW)
$ 17,984,999

Underwritten Public Offering
Joint Bookrunner

December 2020
SPI Energy Co., Ltd.
(Nasdaq: SPI)
$ 35,019,900
Registered Direct

Placement Agent

December 2020
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FINRA's BrokerCheck

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